UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HENRY JANICE K 226 GOLDEN GATE PT. APT. 41 SARASOTA, FL 34236 |
X |
George W. Hawk, Jr. by Power of Attorney | 09/02/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The total reflects (i) an Annual Equity Grant of 2,138 restricted shares with a three year holding period acquired by the Reporting Person on September 1, 2009 upon becoming a member of the Board of Directors of Cliffs Natural Resources Inc. (the "Company"), and (ii) 60.486 shares acquired as a prorated Directors' Required Retainer for the third quarter 2009. Both transactions were pursuant to the Company's Nonemployee Directors' Compensation Plan (Amended and Restated December 31, 2008). The acquisitions' grant values were $24.31 and $24.26, respectively. |